Michael Mahalich is a registered investment advisor at Swan Wealth Management LLC, based in Edina, MN, with 9 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 71 clients with $49M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.15% |
| $250K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Fees are negotiable based on criteria such as historical relationship, type of assets, and anticipated future additions.
Fee Estimator
Location
Edina, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael operates under the DBAs Financial Strategies Group and Swan Wealth Management for financial services, dedicating full-time hours to Swan Wealth Management and about a quarter of his time to Financial Strategies Group. He also co-owns MM-AS, LLC, a real estate venture, spending minimal time on property searches.
Employment History
Current Registrations
Swan Wealth Management LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Cetera Advisors LLC
Cantor Fitzgerald Investment Advisors
Cantor Fitzgerald & CO.Broker
Pacer Financial, INC.Broker
Foreside Fund Services, LLCBroker
Jackson National Life Distributors LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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