Michael-Duy Nguyen
Michael-Duy Nguyen is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 9 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
5847 San Felipe Street, Ste 3900, Houston, TX, 77057
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael-Duy is a musician in a flute trio called Wildflower Winds, performing live music at various venues. This takes a few hours per week and is unrelated to his work as a financial advisor.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
TD Ameritrade, INC.
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.Broker
Hornor, Townsend & Kent, INC.Broker
State Registrations1 state
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