Andrew Niklaus is a CFP-designated registered investment advisor, based in Orlando, FL, with 11 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold.
Location
720 Rugby St, Suite 200, Orlando, FL, 32804
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Regulatory History (1)
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Regulatory
October 2021Final
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2020 - Present · 6 yrs 1 mo
Raymond James Financial Services, INC.Broker
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2015 - September 2020 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2015 - September 2020 · 5 yrs 2 mos
State Registrations26 states
CACOFLGAILINKSLAMAMDMIMNMONCNJNYOHPASCTNTXVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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