AN
CFP
AN
CFP
Andrew Niklaus
10 Years of Experience
Orlando, FL
1 DisclosureBroker
Andrew Niklaus is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Orlando, FL, with 10 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
720 Rugby St, Suite 200, Orlando, FL, 32804
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Regulatory History (1)
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Regulatory
October 2021Final
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2020 - Present · 5 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2015 - September 2020 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2015 - September 2020 · 5 yrs 2 mos
State Registrations25 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.