EB
CFA
EB
CFA

Eric Baughman

3 Years of Experience
Sausalito, CA
Broker

Eric Baughman is a CFA-designated registered investment advisor at Blackrock Investment Management, LLC, based in Sausalito, CA, with 3 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11,238 clients with $510B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
677 advisors
IM Fee
Planning only
Assets Under Management
$508.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3 Harbor Dr, Suite 204, Sausalito, CA, 94965

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Blackrock Investment Management, LLC
June 2024 - Present · 1 yr 11 mos
Blackrock Investments, LLCBroker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Morgan StanleyBroker
August 2021 - July 2023 · 1 yr 11 mos
Morgan Stanley
June 2021 - July 2023 · 2 yrs 1 mo
State Registrations2 states
CANJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.