SS
SS

Sherwin Shafiee

9 Years of Experience
Bloomington, IL
1 DisclosureBrokerSells Insurance

Sherwin Shafiee is a registered investment advisor, based in Bloomington, IL, with 9 years of industry experience.

Location

One State Farm Plaza, B-2, Bloomington, IL, 61710-0001

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
December 2021
Other Business ActivitiesSells Insurance

Sherwin owns Sherwin Shafiee's Insurance Agency, an insurance agency affiliated with State Farm, since 2014. He works as an agent, servicing customers and supervising employees, dedicating about half of his time to this activity.

Employment History
Current Registrations
State Farm Investment Management CORP.
December 2023 - Present · 2 yrs 5 mos
State Farm Vp Management CORP.
December 2023 - Present · 2 yrs 5 mos
State Farm Vp Management CORP.Broker
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
State Farm Vp Management CORP.Broker
June 2014 - December 2021 · 7 yrs 6 mos
State Registrations2 states
AZCA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sherwin Shafiee - Financial Advisor | TrueAdvisor