Stephen Howles
Stephen Howles is a CFP-designated registered investment advisor at Modern Wealth Management, LLC, based in Lenexa, KS, with 11 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,716 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees are negotiable.
Fee Estimator
Location
13550 W 95th St., Lenexa, KS, 66227
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is a partner at BIA Consulting, LLC, a business entity for tax/investment purposes, dedicating a few hours per week. He is also an Executive Financial Advisor at Modern Wealth Management, LLC, spending nearly full-time hours there, and an independent insurance agent, spending a few hours per week selling fixed insurance.
Employment History
Current Registrations
Modern Wealth Management, LLC
Mutual Securities, INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
State Registrations24 states
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