Kathryn Bernatchez is a registered investment advisor at LPL Financial LLC, based in Waterville, ME, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
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Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
129 Silver Street, Waterville, ME, 04901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kathryn operates Golden Pond Wealth Management as a DBA for her LPL business, dedicating full-time hours. She also works as a seasonal varsity field hockey coach, spending about 10-20% of her time on this activity during the season.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations21 states
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