Natalie James is a registered investment advisor, based in Omaha, NE, with 11 years of industry experience.
Location
17605 Wright St, Omaha, NE, 68130
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Brinker Capital Securities, LLC
February 2023 - Present · 3 yrs 3 mos
Brinker Capital Securities, LLCBroker
February 2023 - Present · 3 yrs 3 mos
Orion Portfolio Solutions, LLC
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Orion Portfolio Solutions, LLC
January 2021 - January 2023 · 2 yrs
TD Ameritrade, INC.
November 2014 - November 2020 · 6 yrs
TD Ameritrade Investment Management, LLC
November 2014 - June 2018 · 3 yrs 7 mos
TD Ameritrade, INC.Broker
September 2014 - November 2020 · 6 yrs 2 mos
State Registrations1 state
NE
Advisor
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Exams
No exam information available for this advisor.