William Warrick is a registered investment advisor at Koinonia Financial, based in The Woodlands, TX, with 8 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 321 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.59% |
The specific fee is established in a written agreement with the client, up to a maximum of 1.59% annually. Financial planning fees are incorporated into the overall asset management fee.
Fee Estimator
Location
9400 Grogans Mill Rd, Ste 305, The Woodlands, TX, 77380
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William operates Koinonia Financial as a DBA for his LPL business and provides administrative services through Koinonia Financial, an independent investment advisor firm, dedicating full-time hours to each. He also uses Koinonia Wealth, LLC as a business entity for tax/investment purposes, spending about a quarter of his time on it.
Employment History
Current Registrations
Koinonia Financial
LPL Financial LLCBroker
Previous Registrations
Koinonia Financial
J.P. Morgan Securities LLCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.