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Tyler Gillies

9 Years of Experience
Rockville, MD
Broker

Tyler Gillies is a registered investment advisor, based in Rockville, MD, with 9 years of industry experience.

Location

2101 Gaither Rd, Ste 600, Rockville, MD, 20850

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
November 2016 - August 2023 · 6 yrs 9 mos
Securian Financial Services, INC.Broker
August 2016 - August 2023 · 7 yrs
State Registrations1 state
MD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.