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John Montefalco

First Trust Advisors LP
12 Years of Experience
Glen Ellyn, IL
2 DisclosuresBroker
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John Montefalco is a registered investment advisor at First Trust Advisors LP, based in Glen Ellyn, IL, with 12 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Socially Responsible Investing. Their firm serves 5,731 clients with $310B in assets under management.

First Trust Advisors LP
Compensation
Fee-Only (% of Portfolio)
Firm Size
607 advisors
Number of Clients
5,731 clients
Average Client Portfolio
$54.0M average
Assets Under Management
$309.2B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Fees vary by strategy, ranging from 0.00% to 1.00% annually depending on the specific separately managed account strategy chosen.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Glen Ellyn, IL

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History

Regulatory History (2)
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Judgment / Lien
May 2019
Judgment / Lien
February 2018
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
First Trust Advisors LP
October 2014 - Present · 12 yrs
First Trust Portfolios L.P.
September 2014 - Present · 12 yrs 1 mo
First Trust Portfolios L.P.Broker
September 2014 - Present · 12 yrs 1 mo
State Registrations6 states
AKIDILORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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