Roberto Bernal-Figueroa
Roberto Bernal-Figueroa is a registered investment advisor at Lyon Bern, LLC, based in San Juan, PR, with 11 years of industry experience. Roberto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 195 clients with $64M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Lyon Bern offers investment management through their Wealth & Asset Management service. The fee is a percentage of the value of your portfolio. The specific percentage is not listed in the brochure. They also offer a Held Away Account Management service for retirement accounts, charging 1% of the account balance per year.
Location
252 Ponce De Leon Avenue, Suite 1403, San Juan, PR, 00918
Get directionsHistory
Regulatory History (1)
Regulatory
July 2021Other Business ActivitiesSells Insurance
Roberto is the owner and CEO of LB Risk Management LLC, a licensed insurance agency, since August 2022. He dedicates about a quarter of his time to managing the business and designing financial risk management strategies using insurance products, including minimal time during securities trading hours.
Employment History
Current Registrations
Lyon Bern, LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.