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Daniel Demerchant

11 Years of Experience
Wheaton, IL
Broker

Daniel Demerchant is a registered investment advisor, based in Wheaton, IL, with 11 years of industry experience.

Location

120 E. Liberty Drive, Suite 400, Wheaton, IL, 60187

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
First Trust Portfolios L.P.
June 2017 - Present · 8 yrs 11 mos
First Trust Advisors LP
June 2017 - Present · 8 yrs 11 mos
First Trust Portfolios L.P.Broker
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
Elkhorn Securities, LLCBroker
June 2016 - June 2017 · 1 yr
Calamos Financial Services LLCBroker
August 2014 - May 2016 · 1 yr 9 mos
State Registrations3 states
ILNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.