JG
CFA
JG
CFA
Joan Gaudioso
12 Years of Experience
Port Washington, NY
Broker
Joan Gaudioso is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Port Washington, NY, with 12 years of industry experience. Joan is also registered as a broker, so some compensation may come from commissions on products sold.
Compensation
Fee-Only (% of Portfolio)
Firm Size
864 advisors
IM Fee
Planning only
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Location
Port Washington, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
August 2014 - Present · 12 yrs 2 mos
Neuberger Berman Bd LLC
July 2014 - Present · 12 yrs 3 mos
Neuberger Berman Bd LLCBroker
July 2014 - Present · 12 yrs 3 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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