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Scott Ziemba

11 Years of Experience
Omaha, NE
Broker

Scott Ziemba is a registered investment advisor at D.A. Davidson & CO., based in Omaha, NE, with 11 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

450 Regency Parkway, Suite 400, Omaha, NE, 68114

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.
August 2016 - Present · 9 yrs 9 mos
D.A. Davidson & CO.Broker
July 2016 - Present · 9 yrs 10 mos
Previous Registrations
Smith Hayes Advisers INC
September 2014 - July 2016 · 1 yr 10 mos
Smith Hayes Financial Services CorporationBroker
July 2014 - July 2016 · 2 yrs
State Registrations14 states
ARCACOFLIAIDKSMNMONENJSDTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.