Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
592,301 clients
Average Client Portfolio
$129K average
Assets Under Management
$76.6B

Fee Structure

Financial Planning:Investment management only
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Location

22 West Washington Street, Chicago, IL, 60602

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morningstar Investment Management LLC
May 2025 - Present · 9 mos
Previous Registrations
Morningstar Investment Services LLC
October 2024 - June 2025 · 8 mos
Morningstar Investment Services LLCBroker
October 2024 - June 2025 · 8 mos
Morgan StanleyBroker
November 2017 - June 2024 · 6 yrs 7 mos
Morgan Stanley
November 2017 - June 2024 · 6 yrs 7 mos
AXA Advisors, LLC
January 2017 - November 2017 · 10 mos
AXA Advisors, LLCBroker
July 2016 - November 2017 · 1 yr 4 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.
Jeffrey Alan Richert - Financial Advisor | TrueAdvisor