NP
CFA
NP
CFA

Nathan Pfeiffer

10 Years of Experience
Colorado Springs, CO
Broker

Nathan Pfeiffer is a CFA-designated registered investment advisor at T. Rowe Price Associates, INC., based in Colorado Springs, CO, with 10 years of industry experience. Nathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,921 clients with $1900B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
227 advisors
IM Fee
Planning only
Assets Under Management
$1934.2B

Fee Structure

Minimum Investment:$50M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Financial Center Two, 2220 Briargate Parkway, Colorado Springs, CO, 80920

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
T. Rowe Price Associates, INC.
April 2020 - Present · 6 yrs 5 mos
T. Rowe Price Investment Services, INC.
July 2019 - Present · 7 yrs 2 mos
T. Rowe Price Investment Services, INC.Broker
July 2019 - Present · 7 yrs 2 mos
Previous Registrations
Oppenheimerfunds Distributor, INC.Broker
December 2016 - June 2019 · 2 yrs 6 mos
T. Rowe Price Advisory Services, INC.
July 2015 - October 2016 · 1 yr 3 mos
T. Rowe Price Investment Services, INC.Broker
May 2015 - October 2016 · 1 yr 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nathan Pfeiffer - Financial Advisor | TrueAdvisor