LC
LC

Leilei Chen

10 Years of Experience
Pasadena, CA
Broker

Leilei Chen is a registered investment advisor at Cetera Investment Advisers LLC, based in Pasadena, CA, with 10 years of industry experience. Leilei operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

135 N Los Robles Ave, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Leilei works as a relationship banker at East West Bank. This activity is not investment-related.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
November 2019 - Present · 6 yrs 6 mos
Cetera Investment Advisers LLC
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
Morgan Stanley
January 2019 - July 2019 · 6 mos
Morgan StanleyBroker
January 2019 - July 2019 · 6 mos
J.P. Morgan Securities LLC
October 2017 - January 2019 · 1 yr 3 mos
J.P. Morgan Securities LLCBroker
October 2017 - January 2019 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2015 - July 2017 · 2 yrs 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Leilei Chen - Financial Advisor | TrueAdvisor