JP
JP

John Pappas

10 Years of Experience
Springfield, MA
Broker

John Pappas is a registered investment advisor at Morgan Stanley, based in Springfield, MA, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1500 Main Street, 19th Floor, Springfield, MA, 01115

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is a board member and on the finance and executive committees for Helix Human Services, a children/youth organization. He spends a few hours per week on this activity, split between business and after business hours.

Employment History
Current Registrations
Morgan Stanley
July 2015 - Present · 10 yrs 10 mos
Morgan StanleyBroker
July 2015 - Present · 10 yrs 10 mos
Previous Registrations
Morgan StanleyBroker
August 2014 - November 2014 · 3 mos
State Registrations31 states
AZCACOCTDCDEFLGAILKSMAMDMEMIMNNCNHNJNVNYOHPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Pappas - Financial Advisor | TrueAdvisor