CA
CA

Colin Arnold

11 Years of Experience
Willowbrook, IL
Broker

Colin Arnold is a registered investment advisor, based in Willowbrook, IL, with 11 years of industry experience.

Location

Willowbrook, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Colin works as Director, Sales Distribution for PT Asset Management, an asset management firm, since 2021. This is a full-time commitment, with nearly full-time hours during trading hours.

Employment History
Current Registrations
Principal Funds Distributor, INC.Broker
January 2026 - Present · 8 mos
Principal Funds Distributor, INC.
January 2026 - Present · 8 mos
Principal Asset Management
January 2026 - Present · 8 mos
Previous Registrations
Alps Distributors, INC.Broker
February 2025 - October 2025 · 8 mos
Pt Asset Management, LLC
February 2021 - January 2026 · 4 yrs 11 mos
Performance Trust Capital Partners, LLC
February 2021 - March 2021 · 1 mo
Performance Trust Capital Partners, LLCBroker
February 2021 - January 2025 · 3 yrs 11 mos
J.P. Morgan Institutional Investments INC.Broker
July 2019 - February 2021 · 1 yr 7 mos
Invesco Advisers, INC.
September 2015 - May 2019 · 3 yrs 8 mos
Invesco Distributors, INC.Broker
September 2015 - May 2019 · 3 yrs 8 mos
Edward Jones
October 2014 - August 2015 · 10 mos
Edward JonesBroker
August 2014 - August 2015 · 1 yr
State Registrations3 states
ILINWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Colin Arnold - Financial Advisor | TrueAdvisor