Kathleen Toschi is a registered investment advisor, based in Gold River, CA, with 11 years of industry experience.
Location
2355 Gold Meadow Way, Ste 100, Gold River, CA, 95670
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.
January 2026 - Present · 4 mos
Raymond James Financial Services Advisors, INC
January 2026 - Present · 4 mos
Raymond James Financial Services, INC.Broker
January 2026 - Present · 4 mos
Previous Registrations
Edward Jones
March 2021 - January 2026 · 4 yrs 10 mos
Edward JonesBroker
March 2021 - January 2026 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2019 - March 2021 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2019 - March 2021 · 1 yr 11 mos
Motif Capital Management, INC.
October 2017 - April 2019 · 1 yr 6 mos
MotifBroker
December 2014 - April 2019 · 4 yrs 4 mos
Edward JonesBroker
August 2014 - September 2014 · 1 mo
State Registrations21 states
ARAZCACTFLGAHIIDILKYMENCNJNVNYORSCTXUTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.