TrueAdvisor
TrueAdvisor
NS
NS

Nathan Schroeder

Charles Schwab & CO., INC.
12 Years of Experience
Jersey City, NJ
1 DisclosureBroker
View SEC Summary
View SEC Summary

Nathan Schroeder is a registered investment advisor at Charles Schwab & CO., INC., based in Jersey City, NJ, with 12 years of industry experience. Nathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

30 Hudson Street, Floor 23, Jersey City, NJ, 07302

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2016
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Charles Schwab & CO., INC.
March 2018 - Present · 8 yrs 7 mos
Charles Schwab & CO., INC.Broker
September 2016 - Present · 10 yrs 1 mo
Previous Registrations
TD Ameritrade, INC.
March 2022 - October 2022 · 7 mos
TD Ameritrade, INC.Broker
December 2021 - December 2022 · 1 yr
TD Ameritrade Clearing, INC.Broker
December 2015 - August 2016 · 8 mos
TD Ameritrade, INC.Broker
July 2014 - August 2016 · 2 yrs 1 mo
State Registrations1 state
NJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Jersey City, NJ →All financial advisors in New Jersey →