PD
PD
Philip Decarlo
58 Years of Experience
Short Hills, NJ
3 DisclosuresBroker
Philip Decarlo is a registered investment advisor at Morgan Stanley, based in Short Hills, NJ, with 58 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
150 JFK Parkway, 2nd Floor, Short Hills, NJ, 07078
Get directionsHistory
Regulatory History (3)
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Regulatory
March 1995Final
Customer Dispute
June 1988Settled
Customer Dispute
November 1984Pending
Employment History
Current Registrations
Morgan Stanley
December 2010 - Present · 15 yrs 5 mos
Morgan StanleyBroker
December 2010 - Present · 15 yrs 5 mos
Previous Registrations
Wells Fargo Advisors, LLC
February 2004 - December 2010 · 6 yrs 10 mos
Wells Fargo Advisors, LLCBroker
October 1999 - December 2010 · 11 yrs 2 mos
First Union Capital Markets CORP.Broker
March 1998 - October 1999 · 1 yr 7 mos
Gibraltar Securities CO.Broker
February 1990 - March 1998 · 8 yrs 1 mo
Shearson Lehman Hutton INC.Broker
February 1988 - February 1990 · 2 yrs
E. F. Hutton & Company INCBroker
May 1985 - February 1988 · 2 yrs 9 mos
Bevill, Bresler & Schulman IncorporatedBroker
July 1983 - April 1985 · 1 yr 9 mos
Hanauer, Stern & Company,incorporatedBroker
February 1979 - July 1983 · 4 yrs 5 mos
Halpert, Oberst and CompanyBroker
September 1977 - January 1979 · 1 yr 4 mos
Ryan, Beck & CO.Broker
April 1976 - September 1977 · 1 yr 5 mos
John J. Ryan & CompanyBroker
February 1967 - April 1976 · 9 yrs 2 mos
State Registrations11 states
CACTFLINMANJNYSCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.