Douglas Sosnowski
Douglas Sosnowski is a registered investment advisor at Cetera Investment Advisers LLC, based in Buffalo, NY, with 11 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
369 Franklin Street, Cyclorama Building, Buffalo, NY, 14202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Douglas refers clients to Lumsden & McCormick Financial Services, dedicating a few hours per week. He is also a director at Brisbane Consulting Group, LLC, spending nearly full-time on litigation consulting.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Capital CORP.Broker
State Registrations1 state
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