Elwis Johnson is a registered investment advisor, based in Austin, TX, with 10 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
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Regulatory History (4)
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Customer Dispute
February 2020Settled
Financial
December 2018Final
Financial
December 2018Final
Financial
December 2018Final
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
March 2023 - Present · 3 yrs 4 mos
Kestra Advisory Services, LLC
March 2023 - Present · 3 yrs 4 mos
Previous Registrations
Edward JonesBroker
July 2017 - March 2023 · 5 yrs 8 mos
Edward Jones
July 2017 - March 2023 · 5 yrs 8 mos
Waddell & Reed
March 2017 - July 2017 · 4 mos
Waddell & ReedBroker
November 2016 - July 2017 · 8 mos
Unionbanc Investment Services, LLCBroker
July 2014 - June 2015 · 11 mos
State Registrations18 states
ALAZCAFLGAIDKYLANCNJNMNVOKORSCTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.