Carmen Austin
Carmen Austin is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Rock Rapids, IA, with 9 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
121 S Story St., Rock Rapids, IA, 51246
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carmen is a CPA and co-owner at De Noble Austin & Company since 2006, providing tax preparation, auditing, payroll, and bookkeeping assistance, taking nearly full-time. She is also an advisory representative of a RIA since 2017, dedicating about half her time to this role.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Previous Registrations
Invest Financial Corporation
State Registrations1 state
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