NH
NH

Nicholas Harry

9 Years of Experience
Omaha, NE
BrokerSells Insurance

Nicholas Harry is a registered investment advisor at Cetera Investment Advisers LLC, based in Omaha, NE, with 9 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

9900 Nicholas St Ste 360, Omaha, NE, 68114

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas is an insurance agent selling life, health, disability, annuities, and long-term care insurance since 2016. He also provides financial services through Curnes Financial Group, dedicating about a quarter of his time to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
October 2016 - Present · 9 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
November 2020 - June 2023 · 2 yrs 7 mos
State Registrations1 state
NE
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.