DC
DC
Douglas Cataldo
10 Years of Experience
San Juan, PR
Broker
Douglas Cataldo is a registered investment advisor at Catalyst Capital Advisors LLC, based in San Juan, PR, with 10 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 20 clients with $10B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
7 advisors
IM Fee
Planning only
Assets Under Management
$10.1B
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Location
207 Calle De Parque, Floor 7, Suite 2, San Juan, PR, 00912
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Catalyst Capital Advisors LLC
January 2025 - Present · 1 yr 4 mos
Alt Fund Distributors LLCBroker
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Dcmb Securities LLCBroker
February 2024 - September 2024 · 7 mos
SL Advisors, LLC
March 2018 - September 2023 · 5 yrs 6 mos
Harbor Funds Distributors, INC.Broker
September 2017 - March 2018 · 6 mos
One Charles Private Wealth Services
May 2017 - August 2017 · 3 mos
Purshe Kaplan Sterling InvestmentsBroker
April 2017 - August 2017 · 4 mos
Putnam Investment Management, LLC
December 2016 - January 2017 · 1 mo
Putnam Retail Management Limited PartnershipBroker
August 2014 - January 2017 · 2 yrs 5 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.