Kari Mcleod
Kari Mcleod is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Farmington, CT, with 10 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.
Fee Estimator
Location
74 Batterson Park Rd., Ste. 303, Farmington, CT, 06032
Get directionsHistory
Regulatory History (2)
Financial
February 2021Judgment / Lien
December 2017Other Business ActivitiesSells Insurance
Kari is an advisory representative of a RIA, spending about 10-20% of their time on investment-related activities and trading. Kari is also an independent insurance agent for various independent insurance companies and owner of Wealth Strategies Team, LLC.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Previous Registrations
Pangaro Wealth Management, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Christopher Rizzio, CFPCambridge Investment Research Advisors, INC.
- Michael Lecours, CFPCambridge Investment Research Advisors, INC.
- Kenneth Rizzio, ChFCCambridge Investment Research Advisors, INC.
- Mark PelletierCambridge Investment Research Advisors, INC.
- Nathaniel Morris, CFPEssex Financial Services, INC.
- Gerald Creem, CFAWells Fargo Advisors