JL
JL
Joseph Littman is a registered investment advisor at Arena Private Wealth, based in Chicago, IL, with 11 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 86 clients with $140M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
86 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$139.1M
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.60% |
Fees are negotiable depending on individual client circumstances.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
401 N. Michigan Avenue, Suite 610, Chicago, IL, 60611-5584
Get directionsHistory
Regulatory History (1)
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Criminal
January 2011Final Disposition
Employment History
Current Registrations
Arena Private Wealth
June 2025 - Present · 11 mos
Previous Registrations
J.P. Morgan Securities LLC
December 2021 - April 2025 · 3 yrs 4 mos
J.P. Morgan Securities LLCBroker
December 2021 - April 2025 · 3 yrs 4 mos
Alliancebernstein L.P.
August 2021 - October 2021 · 2 mos
Sanford C. Bernstein & CO., LLCBroker
August 2017 - October 2021 · 4 yrs 2 mos
Proequities, INC.Broker
September 2014 - June 2017 · 2 yrs 9 mos
State Registrations4 states
FLILOHTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.