Nicholas Moon is a registered investment advisor, based in Alpharetta, GA, with 11 years of industry experience.
Location
2400 Lakeview Parkway, Suite 550, Alpharetta, GA, 30009
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicholas works as an Investment Advisor Representative (IAR) for Merit Financial Group, dedicating full-time hours to this role. His activities primarily involve administrative tasks.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2024 - Present · 1 yr 9 mos
Merit Financial Advisors
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
LPL Financial LLCBroker
January 2016 - August 2024 · 8 yrs 7 mos
Cambridge Investment Research, INC.Broker
April 2015 - January 2016 · 9 mos
E*trade Securities LLCBroker
July 2014 - April 2015 · 9 mos
State Registrations1 state
GA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.