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Sara Dayton

11 Years of Experience
Buffalo, NY
Broker

Sara Dayton is a registered investment advisor, based in Buffalo, NY, with 11 years of industry experience.

Location

369 Franklin Street, Cyclorama Building, Buffalo, NY, 14202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sara is a partner at Lumsden & McCormick Financial Services, LLC, a financial services firm, and refers securities business to LMFS Advisors, dedicating a few hours per week. Sara also serves as Board Treasurer for the Buffalo-Erie Marathon Association Inc, a charity, spending a few hours per week reviewing finances and assisting with fundraising.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
September 2021 - September 2025 · 4 yrs
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Capital CORP.Broker
July 2014 - October 2019 · 5 yrs 3 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sara Dayton - Financial Advisor | TrueAdvisor