Michael Caudill is a CFP-designated registered investment advisor, based in Paintsville, KY, with 10 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
789 N. US Highway 23, Paintsville, KY, 41240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is an independent insurance agent for various companies through Appalachian Insurance, dedicating a few hours per week. He is also an advisory representative of a Registered Investment Advisor (RIA), owns rental properties through multiple LLCs, is the executor of an estate, owns Appafinancial LLC, and is an author.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations6 states
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