Nicholas Mazzaferro
Nicholas Mazzaferro is a registered investment advisor at Ameriprise Financial Services, LLC, based in New York, NY, with 11 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
777 Third Avenue, 20th Floor, New York, NY, 10017-1401
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2022Criminal
December 2012Other Business Activities
Nicholas works as a sales associate selling a tax program for Realty Benefit Services. This activity takes a few hours per week and is not investment related.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.