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Pamela Pena

Sequoia Financial Group, L.L.C.
11 Years of Experience
Hilton Head Island, SC
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Pamela Pena is a CFP-designated registered investment advisor at Sequoia Financial Group, L.L.C., based in Hilton Head Island, SC, with 11 years of industry experience. Pamela operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 11,218 clients with $32B in assets under management.

Sequoia Financial Group, L.L.C.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
259 advisors
Number of Clients
11,218 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$32.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)

Sequoia Financial Advisors charges for investment management as a percentage of your portfolio, a flat retainer, or through legacy fee structures. The exact fee is negotiable based on your financial situation, the amount of your investments, and the complexity of your needs. Fees are typically billed quarterly in advance, quarterly in arrears, or monthly in advance.

While the firm does not currently impose a minimum account size for investment management, fee arrangements vary widely based on your specific client agreement.

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Location

23B Shelter Cove Lane, Unit 201, Hilton Head Island, SC, 29928

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Sequoia Financial Group, L.L.C.
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
Fisher Investments
October 2021 - June 2023 · 1 yr 8 mos
U.S. Bancorp Investments, INC.
November 2019 - October 2021 · 1 yr 11 mos
U.S. Bancorp Investments, INC.Broker
November 2019 - October 2021 · 1 yr 11 mos
Cetera Advisor Networks LLCBroker
January 2017 - August 2019 · 2 yrs 7 mos
Cwm, LLC
July 2015 - November 2019 · 4 yrs 4 mos
LPL Financial LLCBroker
July 2015 - January 2017 · 1 yr 6 mos
State Registrations1 state
SC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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