Courtney Ellis
Courtney Ellis is a registered investment advisor at Principal Advised Services, based in Woodbury, MN, with 11 years of industry experience. Courtney operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 16,940 clients with $890M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Principal Advised Services offers a Managed Account Service where they manage your retirement account for you. The annual fee is up to 0.50% of the daily value of your account. This fee is deducted monthly. The exact fee is negotiable by your employer's retirement plan sponsor and may depend on factors like the number of participants, plan assets, and whether the plan uses Principal's own investment funds. There may be a free trial period.
Location
Woodbury, MN
Get directionsHistory
Regulatory History (2)
Financial
December 2025Financial
October 2025Other Business Activities
Courtney owns Eclipse Creations, selling bath products and performing travel agent activities, and Cin-City Travel, brokering travel business. She also works full-time as an AVP and Investment Adviser Representative for Principal Bank and Principal Advised Services, respectively, focusing on sales of bank deposit products and investment advice.
Employment History
Current Registrations
Principal Advised Services
Principal Securities, INC.Broker
Principal Securities, INC.
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.