James Haynes is a registered investment advisor at Advisory Solutions Group, based in Overland Park, KS, with 11 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 807 clients with $410M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ASG charges a percentage of your portfolio each year, up to a maximum of 2.50%. The exact fee is negotiable and depends on the complexity of the services. Clients may also be charged up to $35 per trade as an administrative fee for directed trades.
Location
Overland Park, KS
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James operates his LPL business under the DBA Wealth Enhancement Group and provides investment advisory services through Wealth Enhancement Advisory Services LLC, dedicating full-time hours to the latter. James also works part-time as a delivery driver for Amazon Flex, spending minimal time on this non-investment related activity.
Employment History
Current Registrations
Advisory Solutions Group
Wealth Enhancement Advisory Services, LLC
Wealth Enhancement Brokerage Services, LLC
Wealth Enhancement Brokerage Services, LLCBroker
Previous Registrations
LPL Financial LLCBroker
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Ivy Distributors, INC.Broker
Waddell & ReedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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