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Randall Robertson

11 Years of Experience
Pleasanton, CA
Broker

Randall Robertson is a registered investment advisor, based in Pleasanton, CA, with 11 years of industry experience.

Location

6600 Koll Center Parkway, Suite 120, Pleasanton, CA, 94566

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Randall is an advisory representative of a registered investment advisor (RIA), spending full-time hours per week on investment-related activities and about 10-20% of his time on trading. He also uses the trade name Protected Investors of America, but spends no time on it.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
June 2016 - Present · 10 yrs 1 mo
Cambridge Investment Research Advisors, INC.
June 2016 - Present · 10 yrs 1 mo
Previous Registrations
Protected Investors of America
January 2016 - July 2016 · 6 mos
Protected Investors of AmericaBroker
August 2014 - July 2016 · 1 yr 11 mos
State Registrations15 states
AZCACOFLILMONCNENMNVORTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Randall Robertson - Financial Advisor | TrueAdvisor