Mark Baker is a registered investment advisor, based in Wheaton, IL, with 6 years of industry experience.
Location
120 E. Liberty Drive, Suite 400, Wheaton, IL, 60187
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Trust Advisors LP
December 2024 - Present · 1 yr 9 mos
First Trust Portfolios L.P.Broker
December 2024 - Present · 1 yr 9 mos
Previous Registrations
Alliancebernstein L.P.
March 2023 - November 2024 · 1 yr 8 mos
Alliancebernstein Investments, INC.Broker
March 2023 - November 2024 · 1 yr 8 mos
Morgan Stanley
December 2019 - March 2023 · 3 yrs 3 mos
Morgan StanleyBroker
November 2019 - March 2023 · 3 yrs 4 mos
State Registrations1 state
IL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.