Andrew Waggoner is a CFP-designated registered investment advisor at LPL Financial LLC, based in Quincy, IL, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Quincy, IL
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Regulatory History (1)
Financial
August 2020Other Business Activities
Andrew operates his LPL business under the DBA Life Sciences Wealth, dedicating nearly full-time hours to it. He also has W-2 employment with Community Unit District #4, requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
American Fidelity Securities, INC.Broker
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Bates Financial Advisors, INC.
Bates Securities, INC.Broker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Bates Financial Advisors, INC.
Bates Securities, INC.Broker
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Metlife Securities INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.