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CFP
AW
CFP

Andrew Waggoner

Core Planning
10 Years of Experience
Quincy, IL
1 Disclosure
View SEC Summary
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Andrew Waggoner is a CFP-designated registered investment advisor at Core Planning, based in Quincy, IL, with 10 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 867 clients with $530M in assets under management.

Core Planning
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
64 advisors
Number of Clients
867 clients
Average Client Portfolio
$606K average
Assets Under Management
$525.0M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Maximum annual fee of 1.25%. Fees are negotiable and depend on the money manager selected, account value, and cash holdings.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Quincy, IL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
August 2020
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrew operates his LPL business under the DBA Life Sciences Wealth, dedicating nearly full-time hours to it. He also has W-2 employment with Community Unit District #4, requiring minimal time.

Employment History
Current Registrations
Core Planning
March 2026 - Present · 7 mos
Previous Registrations
LPL Financial LLC
March 2025 - March 2026 · 1 yr
LPL Financial LLCBroker
March 2025 - March 2026 · 1 yr
American Fidelity Securities, INC.Broker
June 2024 - January 2025 · 7 mos
Allstate Financial Advisors, LLC
November 2023 - May 2024 · 6 mos
Allstate Financial Services, LLCBroker
November 2023 - May 2024 · 6 mos
Bates Financial Advisors, INC.
July 2021 - November 2023 · 2 yrs 4 mos
Bates Securities, INC.Broker
July 2021 - November 2023 · 2 yrs 4 mos
VALIC Financial Advisors, INC.
August 2020 - July 2021 · 11 mos
VALIC Financial Advisors, INC.Broker
August 2020 - July 2021 · 11 mos
Bates Financial Advisors, INC.
May 2017 - December 2017 · 7 mos
Bates Securities, INC.Broker
May 2017 - September 2019 · 2 yrs 4 mos
Msi Financial Services, INC.
November 2015 - February 2017 · 1 yr 3 mos
Msi Financial Services, INC.Broker
September 2015 - February 2017 · 1 yr 5 mos
Stifel, Nicolaus & Company, Incorporated
January 2015 - September 2015 · 8 mos
Stifel, Nicolaus & Company, IncorporatedBroker
October 2014 - September 2015 · 11 mos
Metlife Securities INC.Broker
August 2014 - October 2014 · 2 mos
State Registrations1 state
IL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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