Elizabeth Dye is a registered investment advisor at LPL Financial LLC, based in Kingsport, TN, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2408 Memorial Blvd, Kingsport, TN, 37664
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Elizabeth operates under the DBAs triWealth Connect and The Wealth Connect for her LPL business. She is also a notary in the State of TN, dedicating minimal time to this activity, and owns Tri Cities Dance Company for tax/investment purposes, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Robert W. Baird & CO. IncorporatedBroker
Robert W. Baird & CO. Incorporated
J.J.B. Hilliard, W.L. Lyons, LLC
J.J.B. Hilliard, W.L. Lyons, LLCBroker
Edward Jones
Edward JonesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.