JM
JM

John Minton

11 Years of Experience
Minneapolis, MN
Broker

John Minton is a registered investment advisor, based in Minneapolis, MN, with 11 years of industry experience.

Location

901 3rd Ave S, Minneapolis, MN, 55402-3367

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
American Enterprise Investment Services INC.Broker
October 2019 - Present · 6 yrs 9 mos
American Enterprise Investment Services INC.
October 2019 - Present · 6 yrs 9 mos
Ameriprise Financial Services, LLC
November 2016 - Present · 9 yrs 8 mos
Ameriprise Financial Services, LLCBroker
November 2016 - Present · 9 yrs 8 mos
Ameriprise Financial Services, LLC
November 2016 - Present · 9 yrs 8 mos
Previous Registrations
Msi Financial Services, INC.
October 2015 - November 2016 · 1 yr 1 mo
Msi Financial Services, INC.Broker
October 2015 - November 2016 · 1 yr 1 mo
First Command Financial Planning, INC.
February 2015 - October 2015 · 8 mos
First Command Financial Planning, INC.Broker
December 2014 - October 2015 · 10 mos
State Registrations2 states
CACO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.