Matthew Clement is a registered investment advisor at LPL Financial LLC, based in Albany, NY, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
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Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1895 Central Ave, Albany, NY, 12205
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Matthew operates under several DBAs for his LPL business, including Cap Com Financial Services and Broadview Wealth Management. He also works at Cap Com Federal Credit Union in member services, owns rental real estate, and is a notary public, spending minimal time on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
State Registrations21 states
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