BS
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Brian Sauers is a registered investment advisor, based in Rochester, NY, with 11 years of industry experience.
Location
100 Meridian Centre Blvd, Suite 200, Rochester, NY, 14618
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Regulatory History (1)
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Criminal
June 2000Final Disposition
Other Business ActivitiesSells Insurance
Brian refers high-net-worth clients to an RIA and clients to his firm for financial services products, owns rental real estate, and is a partner at Davie Kaplan, CPA, PC. He also serves as a board member for Rochester Hearing and Speech Center and refers clients to advisors that sell insurance policies, dedicating about a quarter of his time to tax and auditing work and minimal time to the other activities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Davie Kaplan Wealth Care Advisors, LLC
July 2021 - Present · 4 yrs 10 mos
Dkcb Financial Advisors, LLC
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Avantax Advisory Services
October 2023 - September 2025 · 1 yr 11 mos
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Capital CORP.Broker
October 2014 - October 2019 · 5 yrs
State Registrations6 states
CACOCTNCNYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.