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Katherine King

11 Years of Experience
Salt Lake City, UT
Broker

Katherine King is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Salt Lake City, UT, with 11 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1371 East 2100 South, Suite 100, Salt Lake City, UT, 84105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2024 - Present · 1 yr 10 mos
Raymond James Financial Services, INC.Broker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
LPL Financial LLC
November 2015 - July 2024 · 8 yrs 8 mos
LPL Financial LLCBroker
November 2015 - July 2024 · 8 yrs 8 mos
Key Investment Services LLC
October 2014 - November 2015 · 1 yr 1 mo
Key Investment Services LLCBroker
September 2014 - November 2015 · 1 yr 2 mos
State Registrations1 state
UT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.