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Stephen Batts

11 Years of Experience
Wilmington, NC
Broker

Stephen Batts is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Wilmington, NC, with 11 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1508 Military Cutoff Road, Suite 305, Wilmington, NC, 28403

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2023 - Present · 2 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Edward Jones
January 2015 - September 2023 · 8 yrs 8 mos
Edward JonesBroker
September 2014 - September 2023 · 9 yrs
State Registrations18 states
COCTFLGAILINMAMENCNYOHPARISCTNTXVAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Stephen Batts - Financial Advisor | TrueAdvisor