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Joshua Brock

11 Years of Experience
Cartersville, GA
Broker

Joshua Brock is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Cartersville, GA, with 11 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

100 West Cherokee Ave, Cartersville, GA, 30120

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joshua serves on the advisory board for the Cartersville Parks and Recreation Department, works as a college football analyst for the University of Georgia (about 10-20% of his time), owns JTMLC2, LLC (minimal time), and provides commentary for local high school athletic broadcasts (a few hours per week). None of these activities are investment-related.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2019 - Present · 7 yrs 4 mos
Raymond James Financial Services, INC.Broker
February 2019 - Present · 7 yrs 5 mos
Previous Registrations
Park Avenue Securities LLC
April 2017 - February 2019 · 1 yr 10 mos
Park Avenue Securities LLCBroker
February 2015 - February 2019 · 4 yrs
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joshua Brock - Financial Advisor | TrueAdvisor