Joseph Malec is a registered investment advisor at Ernst & Young Investment Advisers LLP, based in Tampa, FL, with 9 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 30 clients.

Compensation
Fixed/Hourly
Firm Size
118 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

201 North Franklin Street, One Tampa City Center, Ste 2400, Tampa, FL, 33602

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joseph is the sole shareholder and employee of DAC Integration Inc, an SCorp used for his IT consulting activities. He dedicates about 10-20% of his time to this, ensuring no conflicts of interest with EY clients.

Employment History
Current Registrations
Ernst & Young Investment Advisers LLP
April 2016 - Present · 10 yrs 5 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.