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Robert Rice
11 Years of Experience
Mansfield, OH
1 DisclosureBroker
Robert Rice is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mansfield, OH, with 11 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
103 S Diamond St, Mansfield, OH, 44902
Get directionsHistory
Regulatory History (1)
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Criminal
January 2003Final Disposition
Other Business Activities
Robert manages Platinum Family Wealth, LLC, handling business expenses such as the building lease, payroll, and other business-related costs. This activity requires minimal time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2020 - Present · 5 yrs 9 mos
Raymond James Financial Services, INC.Broker
October 2020 - Present · 5 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2014 - October 2020 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2014 - October 2020 · 6 yrs 1 mo
State Registrations18 states
CAFLGAIDILINKYMDMINCNVNYOHPATNTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.